AI mastery for financial advisors

Put AI to work in advice — with the guardrails already in place.

Use ChatGPT, Copilot, Claude and Gemini the way a fiduciary should — and stay current as they change every week.

Accepted by CFP Board for 1 CE hour · Free while spots last · No card

Ethics chapter lesson page: Fiduciary Duty in the AI Age
Illustration of Aria and the Prompt Builder
4 courses
accepted by CFP Board (4 CE hours in total)
2.0 IAR credits
NASAA IAR CE
100 lessons
22 modules · 5 guided tracks
Daily
A Briefing on what changed in AI
THIS WEEK IN AI
Microsoft says AI agents are like insider threats as ‘frontier models can’t be trusted’TechCrunch · Oct 19Microsoft has issued a warning that AI agents operating outside of controlled enterprise environments pose significant security risks, comparable to insider threats. For…

Learn it. Use it. Keep it current.

From the rules, to working prompts in your own practice — and a heads-up when something changes.

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LEARN
Short lessons built for advisors

Fiduciary duty, privacy and supervision applied to the AI tools you already have. Some earn CE.

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BUILD
Prompts that pass a compliance read

Score and fix prompts for client letters, meeting prep and research before anything goes out.

AI news cards with plain-English summaries
STAY CURRENT
Know what changed this week

A short Briefing on what changed, in advisor terms — updated daily.

Pick the track for how you work

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MEET ARIA

An AI coach that knows your rules

Ask about a tool, check a draft before you send it, or practice a client conversation. Aria points you to the lesson that goes deeper.

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CE that’s worth the hour

Finish a course, pass the check, and we report your completion for you.

AI Ethics for Financial AdvisorsFreeGeneral CE credit (Principal Knowledge). This is not a CFP Board Ethics program.CFP Board · 1 CE hour
AI Compliance and Regulation for Financial AdvisorsCFP Board · 1 CE hour
AI Applications in Tax Planning for Investment AdvisersCFP Board · 1 CE hourNASAA IAR · 2 CE hours
AI in Investment Practice for Financial AdvisorsCFP Board · 1 CE hour

NASAA does not endorse any particular provider of IAR CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.

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AI Ethics for Financial Advisors
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The Foundations module, the AI readiness check, the public Briefing news feed, and the free Ethics course while spots last.
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AI changed again this week. Stay ahead of it.
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