For RIAs and advisory firms
Roll out AI your compliance team can stand behind.
Train your advisors, see where the firm stands, and get hands-on help where you need it — one step at a time.
- 4 courses accepted by CFP Board (4 CE hours in total)
- NASAA IAR CE–approved course C82230
- 100 lessons built for advisors
NASAA does not endorse any particular provider of IAR CE courses. The content of the course and any views expressed are our own and do not necessarily reflect the views of NASAA or any of its member jurisdictions.
How we work with firms
Learn
Available nowCourses with CE and a completion record for each advisor. Team pilots — 30 days, up to 10 advisors — are set up with you on a short call.
Assess
Advisor check now · Firm version coming soonSee how ready your people and processes are for AI, with a plain-English summary of gaps.
Enable
By requestHands-on help choosing tools and setting up supervised workflows. Tell us what you need.
Govern
PlannedOngoing oversight of AI use across the firm. We’re building it with a design partner — interested?
What your compliance team gets today
Only what exists now. Anything planned is labelled that way.
- A completion record for each advisor
- CE reported per advisor to CFP Board or NASAA
- Guidance that cites sources and shows when it was verified
- A security page you can file with vendor due diligence — see Security.
Need hands-on help?
Book a 30-minute call and tell us what you’re rolling out. We’ll tell you honestly whether we can help, and what it would take.
Book a call